Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Ritholtz: Biggest Threat to Economy, Market Is Vaccine Refusal
By Bernice NapachThe low U.S. vaccination rate could put "a persistent drag on the economy" if it doesn't rise soon, he tells ThinkAdvisor.
August 19, 2021
Orion Makes Planning Tool Available for Free to Advisors Working Pro BonoThe move is intended to "encourage advisors to volunteer their expertise in a time of extraordinary need," the firm says.
August 19, 2021
LUMINARIES Class of 2021: Diversity & InclusionMeet the firms, individuals and organizations with programs, products and services being honored for driving the industry forward.
August 18, 2021
Why Psychology Is Now a Must for Building Your BusinessHere's why the CFP Board's move to test would-be financial planners on human behavior is such a big deal for all advisors and their practices.
August 18, 2021
SEC Orders Advisory Firm to Pay $9M Over Short SalesAdvisory firm Murchinson, its principal officer and trader caused brokers to violate Regulation SHO rules, the SEC alleged.
August 18, 2021
Breakaway Advisors Say They're Happier Independent: DynastyBut challenges included overcoming a "steep learning curve" and "building a business nearly from scratch," according to a survey by the firm.
August 17, 2021
12 Investing Books You'll Actually Want to ReadThese late-summer reads, recommended by successful financial advisors, are both informative and entertaining.
August 16, 2021
LPL, WEG Advisor Faces Child Porn ChargesWealth Enhancement Group says it terminated the advisor after his arrest last week.