Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
XYPN to Launch Virtual Assistant Program for Advisor Members
By Jeff BermanA pilot for the program is expected to start in Q2 2022, says Alan Moore, XYPN CEO and co-founder.
November 10, 2021
Honoring Advisors Who Serve(d): Veterans Day, 2021Here are stories from advisors, in their own words, of their time serving in the military.
November 10, 2021
Dynasty Pilots Program to Match Wealthy Prospects With AdvisorsA beta launch of the new Dynasty Connect referral program started with a small number of advisors in the firm's network.
November 10, 2021
The Biggest Financial Mistakes Business Owners Make: Advisors' AdviceAdvisors discussed how they help business-owner clients avoid mistakes on taxes, insurance and other critical financial matters.
November 09, 2021
FINRA Bars Broker Accused of Trading in Dead Client's AccountThe broker, formerly affiliated with SagePoint and Cambridge, was accused of excessive unauthorized trading and forgery.
November 09, 2021
Roth IRA Conversions Are Key to Long-Term Tax Plans, but Watch OutHere's how to prevent your client's CPA from foiling the 5- to 10-year plan you've carefully built.
November 08, 2021
3 Steps Advisors Must Take to Capture ESG OpportunityBy 2025, values-based investing will account for one-third of global AUM. Both clients and advisors can benefit.
November 08, 2021
Raymond James Completes Move to New Park Avenue OfficeThe 160,000-square-foot space in the LEED-certified high-rise at 320 Park Ave. will host most of the firm's New York-based associates.