Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Ed Yardeni: Why 70-Plus 'Panic Attacks' Haven't Killed the Bull Market
By Jane Wollman RusoffThe popular economist explains why he's bullish on both the economy and stock market, and why he sees no recession ahead.
December 13, 2021
How Carson Group's Teri Shepherd Keeps Her Focus on What MattersThe exec explains why she blocks out several hours a week to focus on what "moves the needle" rather than more routine tasks.
December 13, 2021
J.P. Morgan Ordered to Pay $4M to Client in FINRA Arb DisputeThe client alleged the firm made unsuitable trades in her account, including in high-risk equities and "junk bonds."
December 13, 2021
Trendspotter: 401(k) Participants Are Staying in Plans After RetirementFor some advisors, this trend raises questions about compensation and conflicts of interest, retirement researchers say.
December 13, 2021
Foundation for Financial Planning Sets $5M Fundraising Goal for Pro Bono ProgramsFFP develops and funds programs that connect certified financial planners to those who need help.
December 13, 2021
7 Worst Bogus Advisors in America: 2021The head of an investment club called Amongst Friends and a dentist were among those accused of running investment scams.
December 13, 2021
Latest Senate Spending Plan Includes $1.5T in Tax HikesThe measure doesn't include any expansion of the state and local tax, or SALT, deduction, despite weeks of negotiations.
December 10, 2021
How a Top Raymond James Wealth Exec Gives Back, UnwindsPrivate Client Group President Scott Curtis tells ThinkAdvisor about his charitable activities and which market indicators he's watching.