Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
5 Rules the SEC Plans to Review This Year
By Melanie WaddellThe SEC's annual "Reg Flex" agenda is notable for what is not on it, Ron Rhoades says.
June 23, 2022
JPMorgan Says Retail Investors Are Finally Bailing on StocksSentiment is finally cratering with losses piling up in investors' favorite stocks and cryptocurrencies, says JPMorgan strategist Peng Cheng.
June 23, 2022
Can You Avoid the 5-Year Inherited IRA Distribution Trap?Some clients may not know which distribution period applies to them when they inherit an account.
June 23, 2022
Best & Worst Banks for Advice-Seekers: J.D. Power, 2022Customers want financial guidance from their banks and most of them aren't getting it, new research finds.
June 23, 2022
BofA Makes Strategic Investment in iCapital: Tech RoundupAlso, Edelman Financial Engines launches Income Beyond Retirement solution for 401(k) plan participants who are in or near retirement.
June 23, 2022
3 Ways Alternatives Can Help Advisors Manage Investor EmotionsAlternatives can support clients in staying the course and offer them protection in bad times.
June 23, 2022
In Today's Tight Job Market, It Pays to Review CompensationHere are the pros and cons of some salary and benefit structures that are common in the advisory business.
June 22, 2022
Merrill's New Ad Push: Talk to an Advisor. Now.The campaign was created quickly in response to market volatility, the wirehouse says.