Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Mariner to Buy $26B Firm, LPL Partner
By Janet LevauxThe Financial Services Network is set to operate as Mariner Advisor Network and maintain its strategic relationship with LPL Financial.
July 15, 2022
House-Passed Defense Bill Includes AML Rule for AdvisorsThe bottom line is that anti-money laundering rules are "on the horizon for investment advisors," says the Investment Adviser Association.
July 15, 2022
Financial Resilience Grew Last Year Despite COVID-19: StudyPandemic-related enhanced unemployment benefits and stimulus payments may account for some of the improvement, FINRA said.
July 15, 2022
LPL Taps Former BNY Mellon, Merrill Exec for Banking RoleBill Sappington will focus on new banking and lending services for LPL Financial's affiliated advisors and their clients.
July 15, 2022
TD Ameritrade Makes More Thinkorswim Enhancements: Tech RoundupAlso, Schwab Advisor Services introduces new enhancements to its onboarding capabilities.
July 14, 2022
Cetera Reports More Than $3.6B in New Assets For Q2The record result followed key additions to its sourcing and engagement team, the firm says.
July 14, 2022
Wall Street Chiefs Stare Down Recession Fear With Upbeat OutlookJPMorgan CEO Jamie Dimon and Morgan Stanley CEO James Gorman are bullish despite their firms reporting second-quarter results that missed expectations.
July 14, 2022
Schwab Renames Private Client OfferingTimothy Welsh calls the change a "signal Schwab wants to compete more broadly with a full-service offering."