Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
The Dangers of Being ‘Too Nice’ to Clients
By Justin WhiteheadFar too many advisors see themselves as relationship managers or salespeople who fail to push back as needed.
September 17, 2025
Former CNBC Editor Clarifies Controversial Posts About Charlie Kirk, TrumpJim Pavia said he wasn’t aware Kirk had died when commenting about his shooting in a personal chat.
September 12, 2025
MarketCounsel Denies Ties to Jim Pavia After Social Media PostsTrump supporters are targeting the compliance firm over Pavia’s inflammatory comments after Charlie Kirk was shot.
September 12, 2025
DOL Backs Morgan Stanley on Deferred CompAdvisors who left the wirehouse have argued they're owed millions in deferred compensation.
September 10, 2025
State-Registered Investment Advisors, by the NumbersHere's a look at RIAs with $100 million or less under management.
September 09, 2025
How Women Moved Up on Wall Street Despite Pranks, Sexism and WorseAt first, they laughed off the condoms left on their desks, author Paulina Bren details. Later generations lawyered up.
September 04, 2025
BlackRock to Manage $80B in Citi Wealth Client AssetsThe banking giant called the arrangement the largest asset management deal of its kind.
September 03, 2025
An Advisor’s Edge in the Age of AIThe technology cannot replicate empathy, trust and judgment — or the human actions they inspire.