Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Secure 2.0 Equal Parts Exciting and Confusing for Business Owners
By John ManganaroThe enthusiasm for the landmark law's retirement provisions is matched only by the scope of the changes it makes.
February 06, 2023
United Advisor Group Launches as RIA AggregatorThe new firm has selected Goldman Sachs Advisor Solutions as its custodian.
February 06, 2023
Retirement Worries Trending Up Nationwide: SurveyWhile longer-term financial concerns are growing, new survey data shows shorter-term confidence remains largely intact.
February 06, 2023
Joe Duran Steps Down as Goldman Partner, Stays as RIA ConsultantThe move comes as Goldman continues its push to become a top custodian to RIAs.
February 06, 2023
Ex-Wells Fargo Advisor Alleged Rape by Co-Worker, Faced Retaliation: LawsuitThe advisor sued Wells Fargo, saying her clients were reassigned after she reported the incident.
February 06, 2023
Bond Investors Could Get 'Second Chance' to Lock In High RatesThe coming weeks could be pivotal for bond markets as investors process good news, Schwab's Kathy Jones says.
February 03, 2023
7 Ways to 'Future-Proof' Your Independent PracticeWhether a firm has one advisor or 100, creating the right succession plan isn't easy, but these tips can help.
February 03, 2023
Ex-Ladenburg Exec Replaces Jim Dickson as Sanctuary Wealth CEOSanctuary board member Adam Malamed will lead the firm Dickson founded.