Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
This Annuity Helps Retirees Outperform 4% Withdrawal Rule: RetireOne
By John ManganaroContingent deferred annuities can meaningfully improve outcomes for retirement savers, a white paper argues.
June 12, 2023
Higher-Income Americans Aren't Worried Enough About Retirement: StudyWealthier Americans more commonly misjudge how much their assets could provide in retirement, new research says.
June 09, 2023
Ex-RBC, Ameriprise Broker Charged With Kidnapping Is Barred by FINRARBC fired Scott Matalon after he was arrested; the bar stems from a client complaint at Ameriprise.
June 08, 2023
Ex-Morgan Stanley Advisor Pleads Guilty to Money LaunderingThe ex-broker took more than $1.5 million from two close relatives who were clients, the prosecutor said.
June 08, 2023
Former SEC Chair Jay Clayton: Regulators Can't Bow to TechWhile too much regulation is a bad thing, so is too little, argues former SEC Chair Jay Clayton.
June 08, 2023
Schwab Soups Up Direct Indexing for RIAsEnhancements include easier onboarding, a new RIA dashboard and increased ability to personalize investments, Schwab says.
June 07, 2023
Mercer Gains One More InvestorAltas joins the RIA's other investors: Genstar Capital, Oak Hill Capital and over 300 Mercer employees.
June 07, 2023
Advisors Must 'Go Out Into the Community': TCI Wealth CEO"The perception of our industry has been one of advisor and company first, client third," Bob Swift says.