Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
$2B Advisory and Asset Management Firm Opens in LA
By Jeff BermanAudent Capital Partners is operating as two separate companies: Audent Family Wealth Advisors and Audent Global Asset Management.
April 09, 2021
Raymond James Nabs Morgan Stanley, MassMutual TeamsThe teams, along with two other advisors from other firms moving to Raymond James, manage a total of $686 million in client assets.
April 08, 2021
5 Ways Advisors, Clients Have Changed in the PandemicAn Advisor360 survey finds shifts in communications, trading, portfolio rebalancing and how investment objectives and goals. are defined.
April 08, 2021
Ed Slott, American College Launch IRA Planning Course for AdvisorsThe CE-eligible, self-study program covers planning under the SECURE and CARES acts.
April 08, 2021
12 Wirehouse Reps Move to Janney in Q1The advisors work with a total of $2 billion of assets under advisement and join from Merrill, Morgan Stanley, UBS and Wells Fargo.
April 07, 2021
AdvicePay Adds Financial Plan Compliance ToolThe new tool centralizes compliance reviews of financial plan deliverables to streamline the process, AdvicePay says.
April 07, 2021
FSI Rolls Out New Health Insurance Program for Indie AdvisorsThe new national health program enables advisors to buy ACA-compliant individual plans up to 50% off the open market price, FSI says.
April 06, 2021
Wealthy Americans Reveal How They've Picked Advisors, Investments in the PandemicAbout 44% of Bank of America poll respondents have changed their investment risk tolerance during the healthcare crisis.