Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Schwab: TD Ameritrade Integration Costs Higher Than Expected
By Jeff BermanSchwab says the extra costs are due to changes in trading volume and its work toward improving the client experience.
April 22, 2021
Advisor Group Rolls Out Next-Gen, Business Growth ProgramsMeanwhile, Ladenburg Thalmann Asset Management CEO Philip Blancato has taken on an additional role.
April 21, 2021
How to Bridge the ESG Divide Between Advisors, ClientsA recent report from Cerulli Associates provides some recommendations.
April 21, 2021
Merger of Schwab, TD Ameritrade Advisor Referral Networks BeginsSchwab is slashing the number of RIA firms in the referral program to 175 from 298, it says.
April 21, 2021
Financial Firms Change How They Ask Employees About GenderSome firms, including TD Ameritrade and UBS, now offer options beyond male and female when they collect gender information.
April 21, 2021
BNY Mellon's Pershing Realigns U.S. BusinessEffective May 1, the firm will be newly aligned under two main segments: Wealth Solutions and Institutional Solutions.
April 20, 2021
RIA Sequoia Financial Strikes Deal, Pushing Assets to $7BThe merged Ohio firms will operate under the Sequoia name in Colombus and have about 110 employees.
April 19, 2021
Janney Picks Up $1.35B Team From MerrillMeredith Lindung Wealth Management is based in Towson, Maryland, and led by three brokers previously registered with Merrill.