Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Fidelity Plan to Combine Robos Makes a Lot of Sense, Tech Experts Say
By Jeff BermanThe move is another sign that hybrid advice is in and pure-play robo-advice is out.
September 23, 2022
Risk Assets Swept Up in Rout as 'Fear Gauge' SoarsGoldman slashed its target for stocks, warning that a dramatic rise in the outlook for rates will hit valuations.
September 23, 2022
Fidelity Integrates With Salesforce AppExchange: Tech RoundupAlso, Envestnet's Dani Fava joins diversity-tech platform developer Choir's board of advisors.
September 23, 2022
6 Fraud Schemes That Were Busted by State RegulatorsNASAA's 2022 report highlighted frauds involving oil and gas, real estate and Match.com.
September 22, 2022
Ex-CNBC Guest Analyst and Advisor, Thought to Be in Hiding, Is Charged With FraudJames Arthur McDonald Jr. allegedly lost millions of dollars of client funds in risky trading and misappropriated millions more.
September 21, 2022
Advisor Charged With Securities Fraud in Insider Trading SchemeAn advisor allegedly traded after a friend discussed a potential acquisition at the company he worked for.
September 21, 2022
More RIAs Outsourcing Investment Management: SurveyAdvisory firms using outside investment managers are overwhelmingly satisfied with them, according to FlexShares.
September 21, 2022
How Advisors Can Get Ready for New SEC Marketing RuleHere's what to know about embracing new marketing channels compliantly.