Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
5 Questions to Ask Before You Switch Firms
By Mark ConteyMoving in this market could be tough, but it still might be the best option for some advisors.
October 27, 2022
Envestnet, FNZ Partner on Wealth Platform: Tech RoundupIn addition, Orion Advisor Solutions launched Redtail Campaigns, a CRM-centric advisor marketing suite.
October 27, 2022
Ex-Securities America Broker Charged With Defrauding Clients of $260KThe barred broker allegedly used the funds to pay off credit cards and gamble at multiple casinos.
October 27, 2022
Why Fixed Indexed Annuities Are BackWith the big jump in bond yields, advisors need to reevaluate the best retirement income strategies for clients.
October 26, 2022
New SEC Plan Says RIAs Must Vet Third-Party ServicesThe SEC doesn't recognize "how little leverage firms have over many service providers," says IAA's Karen Barr.
October 26, 2022
This Trait Makes You a Better Investor: Barry Ritholtz"Recognizing how little you actually know is a superpower," Barry Ritholtz wrote.
October 26, 2022
5 Steps to Boosting Your Independence — TodayThis is the best time in decades for advisors to upgrade and strategically position their practices, says one recruiter.
October 26, 2022
DOL Extends Indie Contractor Rule Comment PeriodThe comment period has been extended to 60 days from 45.