Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Carson Group Acquires Massachusetts Firm With $200M AUM
By Dinah Wisenberg BrinThe deal allows a transition for Northface owners while ensuring continuity, the firm said.
December 05, 2022
10 Must-Dos for CFPs Who Advise Clients on CryptoThe CFP Board has released guidelines for advisors who counsel clients on crypto and related assets.
December 05, 2022
Firm Eases Financial Pain Points of Orthopedic SurgeonsThese busy physicians have high incomes and complex tax situations, Vestia Personal Wealth Advisors' Kameron Helmuth tells ThinkAdvisor.
December 05, 2022
4 Questions to Ask About Alternative Investments and Wealth ToolsAs more advisors turn to alternatives, how can they best combine their clients' investment and financial planning information?
December 05, 2022
How Mutual Fund Revenue Sharing Hurts Retirement SaversA new NBER paper finds strong evidence to suggest revenue sharing increases costs and lowers net-of-fee performance.
December 05, 2022
SEC Risk Alert Highlights Firms' Identity Theft FailuresThe agency found violations that could leave customers vulnerable to identity theft and financial loss.
December 02, 2022
4 Trends Shaping Up in 401(k)sRetirement industry executives see a fast-growing need for trusted, fiduciary advice about retirement income.
December 02, 2022
Black Ex-Merrill Reps Dismiss Discrimination SuitTwo ex-brokers had alleged that African American advisors were paid less and promoted less often than white advisors.