15 of the Biggest Legal Dramas in Financial Services in 2025
By Dinah Wisenberg BrinThe year in lawsuits: Poaching, an estate battle, an advisor-client affair and some eyebrow-raising emails.
December 05, 2025
Top 10 Financial Services Firms for Customer TrustAmerican households are consolidating their relationships with retail saving and investing shops, Hearts & Wallets finds.
December 02, 2025
Pave’s Morningstar Integration Gives RIAs Access to Automation ToolsResource-poor independent advisors, the firm says, can build better portfolios to compete with Wall Street behemoths.
November 24, 2025
Schwab Mulls Platform Fee for ETF IssuersThe firm says it is "thoughtfully evaluating ETF issuer fees." Sources expect the fee structure to align with Fidelity's.
November 13, 2025
Longtime Schwab, TD Ameritrade Exec to RetireChief Client Officer Tom Bradley, leaving Schwab at year-end, led the TD Ameritrade integration.
November 12, 2025
Schwab's 'Carl' Ads Not a Knock on RIAs: CEOThe ads, depicting a stockbroker who can't compete with Schwab, have been criticized as disrespectful to independent advisors.
November 11, 2025
Financial Services Needs to Raise Bar on Convenience: Schwab CEORick Wurster noted a "bull market for convenience" and said Schwab would "invest heavily" in making things simpler.
November 11, 2025
Schwab Would Support Clients Who Want Assets on Blockchain: CEO Wurster"Schwab is going to be there to support you," Rick Wurster assured advisors.