DOL Retirement Oversight Nominee Lists Investments
By Allison BellDaniel Aronowitz has stocks, bonds, crypto, family trusts and $19 million coming from a Hub affiliate.
May 14, 2025
Retiree Sues Schwab, Hightower Over $422,000 Portfolio LossThe firms misrepresented a risky margin loan as a safe credit line and made unauthorized trades, the suit says.
April 17, 2025
Wealth and Retirement Intersect at Las Vegas EventThe National Association of Plan Advisors’ 401(k) 2025 Summit is set to take place April 28-30.
February 26, 2025
9 Questions Financial Advisors Should Ask When Using AIWith the great power of generative AI tools also comes great responsibility, especially for fiduciary financial professionals.
January 22, 2025
This Ohio Regulator Will Help Shape How U.S. Annuity Sales Rules Really WorkJudith French is in charge of the suitability rule update meant to mesh with the SEC's Regulation Best Interest.
October 21, 2024
7 Top SEC Exam Priorities for 2025In addition to core business practices, examiners will focus on new rules, emerging tech and investor data protection.
October 07, 2024
Top DOL Official Sees a 'Nonsensical' Reality at Heart of Fiduciary FightThe current state of best-interest regulation is too complicated for retirement investors to understand, says Ali Khawar.
September 23, 2024
JPMorgan Sued Over 'Shockingly' Low Interest on Client CashThe case follows several other proposed class actions over brokerages' cash sweep programs.