Behavioral Finance
Read about the behavioral finance factors that affect clients and that help advisors tailor the best financial plans and portfolio strategies for investors.
Ex-LPL Rep to Spend 3.5 Years in Jail for Ponzi Scheme
By Jeff BermanJames Thomas Booth led "years-long scheme to defraud" clients of almost $5 million, said Acting U.S. Attorney Audrey Strauss.
November 20, 2020
3 Big Factors Worry Advisors, Investors: NationwideA Nationwide survey finds pandemic, economy and election are driving volatility.
November 20, 2020
10 Favorite Investing Books: Advisors' AdviceAdvisors told us about the books that helped them build their investing knowledge and shape their strategies.
November 19, 2020
5 Ways Advisors Can Help Worried Clients in 2021Behavioral bias was an issue long before the pandemic, and investors have new reasons for concern, Carson Group and other execs said.
November 18, 2020
'RJ' Moore Is Back in LPL OrbitMoore, a former president of LPL and ex-Cetera CEO, is now the chief of LPL's biggest affiliated RIA.
November 18, 2020
UBS Wealth Picks Ex-Chicago Bear to Lead Athlete SegmentAdewale Ogunleye, a former Pro Bowl defensive end, earned an MBA after being defrauded by his financial advisor.
November 12, 2020
CFP Board Provides Sample Engagement LettersLetters help CFPs communicate their "Duty to Provide Information" under the newly amended Code of Ethics and Standards of Conduct.
November 10, 2020
Cetera Nabs Former LPL Exec as COOIndustry veteran Tom Gooley joins the firm, which just promoted Lisa Gok to the role of general counsel.