Behavioral Finance
Read about the behavioral finance factors that affect clients and that help advisors tailor the best financial plans and portfolio strategies for investors.
Personal Capital CEO’s Mission to Save Fiduciary Rule, Dodd-Frank
By Bernice NapachBill Harris is especially concerned about a section of Dodd-Frank that allows individuals electronic access to their bank account data.
February 09, 2017
4 Ways to Improve Client EngagementThere are specific, simple steps advisors can take to provide a superior client experience.
February 07, 2017
Dodd-Frank Rollback Gets Rolling With Financial Choice Act ReintroductionEven Democrats said Dodd-Frank got loaded up like a Christmas tree," said former SEC exec Norm Champ. Theres plenty that can be undone."
February 02, 2017
Cetera BD Has New Operations ChiefTim Stone takes over as COO, after predecessor Tom Taylor becomes president of the 2,400-advisor IBD.
January 31, 2017
Socially responsible credit is a key to wellnessMost Americans are living paycheck to paycheck, and that affects how they manage emergencies.
January 31, 2017
Betterment Now Offers Human Advice, Restructures FeesThe largest independent robo-advisor now offers 3 services: digital, digital plus and premium.
January 30, 2017
How to read your clients' minds for the best referralsHere's how to boost lead generation by surveying, segmenting and then rewarding clients with targeted gifts and promotions.
January 26, 2017
Senator Makes New Push for Senior Safe ActThe bill is designed to prevent the financial exploitation of seniors by training and granting immunity to financial professionals.