3 Mega-RIAs Join Goldman Sachs Referral Program
By Melanie WaddellCreative Planning, Mercer and Wealth Enhancement Group are among the first to join.
January 08, 2026
SEC Seeks Huge Boost to AUM Threshold for Small AdvisorsThe plan would raise the threshold to $1 billion from $25 million, easing compliance burdens for more RIAs.
January 07, 2026
How Thrivent Is Hitting Recruiting Targets Without Big Payouts"We have a philosophy: If they come to you for money, they leave you for money," an exec says.
January 07, 2026
FINRA Hits BD With $20K Fine Over Form CRS FailuresVSI Securities failed to disclose its disciplinary history on the form over a five-year period.
January 07, 2026
4 Ways to Grow Your Practice Through PhilanthropyCharitable planning creates opportunities to deepen client relationships, engage multiple generations and attract high-net-worth families.
January 07, 2026
3 Must-Watch Advisor Trends for 2026RIAs face rising investor expectations, ongoing consolidation and the pressure to respond to emerging technologies like AI.
January 06, 2026
Jackson Partners With Asset Manager TPG for Annuity FuelMeanwhile, Corebridge has closed a $48 billion deal with Venerable, and Talcott and MassMutual have new products.
January 06, 2026
Cambridge Takes Minority Stake in AmeriFlex GroupThe investment is intended to accelerate the expansion of SuccessionFully, the hybrid RIA firm's single-source succession platform.