SEC Issues New Reg BI Guidance
By Melanie WaddellA Q&A clarifies how to determine if an investment or strategy is in a client's best interest.
April 20, 2023
D.C. Health Exchange Needs Broker Identity Theft PosseA breach exposed 56,415 users' personal information. Few have signed up for protection.
April 20, 2023
New Bill Allows 529 Plans to Be Tapped for CFP, CPA ExamsThe bill would allow use of college savings plan money to pay for maintaining postsecondary credentials.
April 20, 2023
How Rich Is the Supreme Court?Based on 2021 financial disclosures, at least six of the Supreme Court justices are multimillionaires.
April 20, 2023
12 Most Dynamic Metro Areas in the U.S.: 2023Not all of these thriving communities rely on big tech companies or major research universities.
April 20, 2023
Hearsay Introduces Generative AI Solution: Tech RoundupAlso, Snappy Kraken is partnering with Morningstar to provide advisors with improved client engagement campaigns.
April 20, 2023
LPL's 'Supported Independent' Channel Hits MilestoneThe Strategic Wealth Services group now includes over 30 teams from wirehouses, Raymond James and other firms.
April 19, 2023
Prudential Agrees to Group Life Claim Changes in DOL SettlementThe insurer agreed to limit challenges based on the insureds' insurability after Labor took issue with denied claims.