NAPA Debuts Workplace Retirement Income Certificate Program
By John ManganaroThe coursework, in five modules, was created to reflect the evolving world of retirement advisement in 401(k) plans.
February 21, 2024
LPL Sees Recruiting Benefits From Souped-Up HNW ServicesMany advisors on the move today want the ability to serve wealthy clients more holistically, Jen Hollers says.
February 21, 2024
Axcelus, John Hancock Top the Senate Finance Private Life RankingsRon Wyden, a critic, surveyed seven providers and collected data on the ultra-high-net-worth clients' policies.
February 21, 2024
Aaron Klein to Join Ezra GroupThe former head of Nitrogen, earlier known as Riskalyze, will be executive-in-residence for the consulting group.
February 21, 2024
SEI Invests $10M in Platform Maker TIFINThe news comes about two months after the firm said it was buying the alts platform Altigo.
February 21, 2024
10 Top Stock Picks From Top Managers: MorningstarThese picks are popular among Morningstar's top-rated mutual fund managers, Susan Dziubinski writes.
February 21, 2024
Citigroup Lifts Jane Fraser's Pay to $26MThe pay package for Fraser, the only female head of a U.S. banking giant, remains the lowest of her cohort.
February 21, 2024
FINRA Fines BD $75K for Email ViolationsIn one incident, a Ceros employee sent hundreds of clients' account data to their personal email, FINRA says.