SEC Sends Custody Rule Changes to White House for Review
By Melanie WaddellThe SEC plan would modernize the regulations around custody of advisor assets, including crypto assets, the filing at OMB says.
August 25, 2026
Forbes, Shook Research Suspend Rankings, EventsAmid a secret-payment scandal, Shook Research also announced it plans to rebrand.
August 25, 2026
Would-Be $5B Annuity Issuer Makes Distribution DealMalibu Life will offer two new fixed indexed annuities through Legacy Marketing Group.
August 25, 2026
New Bill Would Prevent Double Taxation of Remote WorkersThe Multi-State Worker Tax Fairness Act restricts states' ability to tax nonresident telecommuters.
August 25, 2026
8 Steps to Rebuild Advisory-Firm Workflows for GrowthDetermine what to protect, what to simplify and what to overhaul before friction becomes a barrier.
August 25, 2026
Are Your Clients Leaving This Retirement Savings Vehicle in Park?Most employers don't promote the potential benefits of HSAs for covering future health care costs, a new survey finds.
August 25, 2026
Does Fear Motivate Clients or Manipulate Them?Using "what-ifs" can prompt clients to take important planning steps, but some advisors object to the approach.
August 25, 2026
Wall Street Keeps Minting Box ETFs Despite Treasury Tax ScrutinyThe strategy, which delivers Treasury bill-like returns with lower taxes, is getting a fresh boost.