Kitces: Salespeople Should Have Gotten a Break in DOL Fiduciary Rule
By Melanie Waddell"You can't regulate them out of existence," but they shouldn't be giving advice, the XYPN co-founder says.
June 13, 2024
Gundlach: 8 Signs of an Economy on the BrinkRecent data has been mixed, but "consumers are getting crushed," the DoubleLine CEO says.
June 13, 2024
The 100,000th CFP Shares Her StorySimone Lee left her IT career to pursue financial planning in 2019, earning the certification five years later.
June 13, 2024
How Likely Is That Annuity to Stick?Researchers took a hard look at the business that left. Some years are bad.
June 13, 2024
6 Phrases That Communicate Trust in a RelationshipTo get a client to take you seriously, be someone serious.
June 13, 2024
Wells Fargo Fires Over a Dozen for 'Simulation of Keyboard Activity'The staffers, all in the firm's Wealth and Investment Management unit, were discharged after faking work.
June 13, 2024
Fidelity and Envestnet Build Out Wealth Management PlatformThe companies are combining technology and services to offer a comprehensive wealth and advisory solution.
June 13, 2024
FINRA Slaps Rep for Texts, LinkedIn MessagesThe rep exchanged more than 1,000 business communication outside allowed channels, FINRA says.