SEC, Treasury Crime Unit Float Customer ID Rule for Advisors
By Melanie WaddellThe proposed rule is intended to fight money laundering and the financing of terrorism, said SEC Chairman Gary Gensler.
May 13, 2024
BlackRock Takes Minority Stake in Advisor Marketing StartupLacy Garcia's Willow will use the funds to offer "Advisor for Women" and "Advisor for NextGen" certificates.
May 13, 2024
Trump Pledges Broad Tax Cuts in Election PushBiden plans to end tax cuts that benefit wealthy households and would raise levies on them, too.
May 13, 2024
Envestnet, Salesforce Plan New Integrations for AdvisorsSalesforce Financial Services Cloud users will have direct access to the MoneyGuide planning program within their central CRM.
May 13, 2024
E-Trade Customers Report Platform OutageThousands of users reported login issues Monday with the online brokerage owned by Morgan Stanley.
May 10, 2024
Will Your Clients' Life Insurance Expire Before They Do?Part of any advisor's job should be finding out whether policies are about to lapse.
May 10, 2024
10 Growth Stocks to Buy for the Long Term: MorningstarThe analysis focused on higher-quality companies trading at a discount.
May 10, 2024
Schwab Shuts TD Ameritrade Platforms for GoodThe migration of the remaining 1.8 million TDA accounts will be completed this weekend.