Half of Advisors Thinking of Dumping Their Firm for Better Tech: Survey
By Michael S. FischerNearly 8 in 10 advisors said in a Broadridge survey that they'd lost business due to inadequate technology.
August 14, 2020
IRS Gives Families More Time to Get Their $500-Per-Child Stimulus PaymentsThe agency is trying to correct for glitches that prevented some families from collecting the payment.
August 13, 2020
Riskalyze CEO: 6 Tips for Advisors to Thrive in a 'Risk-First Decade'CEO Aaron Klein also demonstrated new platform enhancements during a Fearless Week keynote.
August 13, 2020
Get More Referrals Without Asking — Prospecting in a Pandemic, Part 1In the first of a four-part series, I look at why asking for referrals doesn't work and what to do instead.
August 12, 2020
Pandemic Raises Risk of Advisor Misconduct, SEC WarnsFor example, advisors might be more likely to borrow money from a client or make a conflicted rollover recommendation, the SEC says.
August 11, 2020
When Clients Get Sick, What Should an Advisor Do?A little reminder that you're thinking about them can go a long way.
August 10, 2020
Fidelity Loses Top Slot: Q2 Robo ReportAlso, robo advisors' portfolios met or beat major market indexes as account openings surged, according to the latest industry research.
August 10, 2020
Nasdaq Valuations Say You'll Be Stuck at Home for a Long TimeIndex's price-earnings ratio tops 36 for first time since 2004, with technology at the core of enabling a touchless world.