Advisors in SEC Enforcement Crosshairs
By Melanie WaddellFiduciary duty breaches are a "core" focus for the agency, according to the acting director of enforcement.
March 19, 2026
When Can You Talk to Clients About Long-Term Care Protection?Probably not while they're in college, but you can start earlier than many think.
March 19, 2026
Cyber Risk Is A Wealth-Preservation IssueHaving a high net worth provides no defense whatsoever against hacking.
March 19, 2026
Debate: Should Medical Expenses Be Exempt From Itemized Deduction Limits?Legislation in 2025 created a cap on itemized deductions that will largely affect high-income clients.
March 19, 2026
12 Most Expensive U.S. Cities in 2025SmartAsset ranked the cost of living across 236 cities, based on data for housing, food, utilities and other essentials.
March 19, 2026
Advisors, Not Firms, Hold the Power Now, Consultant Says"Employee models are losing the wealth management war," William Trout of Datos Insights argues.
March 19, 2026
NAIC to Consider Open Meetings ChangesPeter Gould, an annuity owner activist, has been asking the insurance regulator group for more access.
March 19, 2026
Elect the Roth Employer Match? Watch for This Tax FormThis 401(k) contribution choice will trigger reporting and tax obligations that may be unfamiliar.