LPL Says It's on Target for 90% Retention as It Closes Commonwealth Deal
By Janet LevauxAbout 80 advisors have moved from Commonwealth to other firms since April, according to data compiled by AdvizorPro.
August 01, 2025
12 States With the Most RIAs Registered Outside the U.S.SmartAsset’s research found that 2.6% of all U.S.-based RIAs are registered with a foreign regulatory authority.
August 01, 2025
Fidelity Taps Vestmark for New Custom Model PortfoliosThe custom models can include semi-liquid interval funds, SMAs, ETFs and mutual funds within a single custodial account.
July 31, 2025
Fidelity Increases Post-Retirement Health Cost Estimate 4.5%The rate of increase is a slightly lower than it was a year ago, but these costs are rising faster than overall prices.
July 31, 2025
Ex-Amerprise Rep Barred for Taking $2.2M From ClientsThe rep, who started in the business in 1994, said he was borrowing money from two of his customers — one age 77.
July 31, 2025
Lincoln Reports 32% Q2 RILA Sales GrowthCEO Ellen Cooper aims to put products on new shelves and keep more products on Lincoln's own books.
July 31, 2025
Mariner, Other Firms Agree to $25.5M Class Action SettlementThe suit alleges that the Kansas City-based entities conspired to not hire each other's staff in order to stifle pay.
July 31, 2025
Ex-LPL Rep Sentenced to 6 Years in Prison for Taking $1M from Elderly ClientInvestigators found Bradley Goodbred took over $1 million from a woman over nine years, prosecutors said.