Judge Rejects BofA’s Move to Dismiss ‘Misuse’ of 401(k) Lawsuit
By Lynn CavanaughA North Carolina judge says the suit tied to forfeited retirement funds left behind by departing staff must move forward.
August 15, 2025
'Young-Gun' Investor Charged in Multi-Million-Dollar SchemeMihir Sukthankar defrauded clients, using their money for his personal expenses, Kentucky prosecutors say.
August 15, 2025
12 States With the Highest Rates of Billion-Dollar RIAsSmartAsset rankings are based on the percentage that manage $1 billion or more as of August Form ADV filings.
August 15, 2025
LPL Rolling Out AI-Powered Tools to Help Advisors 'Earn More'The firm will invest $50 million to add “clarity and intelligence to every payout,” it said at the Focus conference.
August 15, 2025
Social Security Bill Aims to Raise Payroll Tax CapThe legislation also would use the Consumer Price Index for the Elderly to calculate cost-of-living adjustments.
August 15, 2025
Texting Still in Regulators' CrosshairsIf regulators find violative conduct related to off-channel communications, they will bring actions, Eversheds attorneys say.
August 15, 2025
The 6 Biggest Money Mistakes Made by the Ultra-WealthyJust because a client successfully accumulated significant wealth doesn’t necessarily mean they’re ready to manage it.
August 14, 2025
Why Succession Planning Can't WaitIf you're building something useful, why let it just blow away?