South Carolina Guaranty Association Notice Emphasizes Limitations
By Allison BellThe notice states that agents are "prohibited by law from using the existence of SCLAHIGA" to sell a policy.
December 23, 2020
FINRA Seeks Feedback on Lessons Learned From COVIDThe group requests input on changes to business operations due to remote work as well as business continuity planning.
December 23, 2020
Task Force Reports COVID-19 Death Rate IncreaseThe rate of increase in the number of new cases might be starting to level off.
December 23, 2020
Investors Too Giddy Over COVID Vaccine, Advisor WarnsRIA and ex-Army captain Christopher Manske tells ThinkAdvisor how to prepare for unexpected stumbling blocks — in this crisis and the next.
December 23, 2020
SEC Seeks Feedback on BDs' Custody of Digital AssetsSecurities regulator also wants comments on "evolving standards and best practices" with respect to custody of digital asset securities.
December 23, 2020
Ex-Merrill Rep Sentenced to 8 Years in Prison for FraudThe former broker had pleaded guilty to investment advisor and wire fraud.
December 23, 2020
Trump Threatens COVID Relief Bill Over Stimulus ChecksHouse Speaker Pelosi said Democrats would seek a unanimous consent agreement Wednesday to increase the $600 stimulus payments.
December 23, 2020
A Work-From-Home Shift in the ETF IndustrySurvey findings from ETF Trends and Direxion show how the coronavirus has changed the way advisors do business.