CFP Board Suspends Former UBS Broker Charged With Defrauding Clients
By Jeff BermanThe ex-broker and RIA was charged with first-degree conspiracy for allegedly conspiring to defraud investors and mortgage lenders.
March 25, 2021
Why Ark's Cathie Wood Harvests Tax Losses Year Round, and You Should, TooA savvy advisor understands how to keep an eye on lowering a client's tax bill, Vestmark's Rob Klapprodt tells ThinkAdvisor.
March 25, 2021
Short-Term Health and Agents Star at House ACA HearingAn insurance regulator said 80% of his state's ACA exchange enrollees come in through agents.
March 25, 2021
Senate Passes PPP Loan Application Extension BillThe PPP loan application deadline will be extended from March 31 to May 31 when Biden signs the bill.
March 25, 2021
Carolyn McClanahan: 7 Health Care Benefits for Your Clients in American Rescue PlanThe CFP and physician tells ThinkAdvisor how the stimulus package makes health insurance cheaper and could even help clients retire earlier.
March 25, 2021
TD Ameritrade's Retirement Plan Unit Being Merged Into Schwab'sStarting April 1, any new RIA retirement plan business will be directed to the Schwab Retirement Network for Advisors.
March 25, 2021
Merrill Guided Investing Slashes Minimum by 80%The cut brings Merrill Guided Investing in line with other digital advisors, including Goldman's Marcus Invest.
March 25, 2021
Fidelity Files for Bitcoin ETFThe asset management giant joins a growing list of firms hoping to launch a Bitcoin ETF.