Why Many Young Couples Seek Out Female Financial Advisors
By Jane Wollman RusoffAdvisor Amber Miller tells ThinkAdvisor how her gender, and her fee structure, help her attract Gen X and Y clients.
August 24, 2021
SEC Steps Up Chinese IPO Reporting RulesThe agency has begun to issue new reporting requirements for Chinese companies that want to list on U.S. exchanges.
August 24, 2021
Capital Group Yields to ETF Craze With Slate of Actively Managed FundsThe Los Angeles-based firm will release six exchange-traded funds covering strategies ranging from value to growth.
August 24, 2021
To Retain Talent, Focus on These 4 New RealitiesAs offices reopen, firms that don't adjust to how the pandemic has changed work face risk of turnover.
August 24, 2021
How Direct Indexing Can Save the Investment Management IndustryThere is new hope for active managers who have been losing market share to the passive side of the business.
August 24, 2021
As RIA Arbitration Cases Climb, It's Time to Lawyer UpCustomer complaints should be taken seriously and responses crafted with professional guidance.
August 24, 2021
FINRA Fines Ex-Raymond James Rep Who Impersonated ClientThe rep, now with Ameriprise, allegedly pretended to be his client on a phone call with an annuity company, FINRA says.
August 24, 2021
FPA Cancels Annual Conference Due to COVID ConcernsSome FPA chapters are still holding events this fall.