Rhoades, Borzi: What to Expect From Consumer Advocate Roper at the SEC
By Melanie WaddellRon Rhoades, Phyllis Borzi and others in the regulatory world discuss how Roper could shape issues like Reg BI and 12b-1 fees.
August 26, 2021
Insurers Scramble to Meet No Surprises Act RequirementsNearly 75% of survey respondents are concerned about meeting the law's Advanced Explanation of Benefits mandates, Zelis found.
August 26, 2021
5 Ways New Compliance Systems Can Help Life InsurersNice Actimize's Lee Garf says having a compliance system listen all the time beats live-human spot checks.
August 26, 2021
GeoWealth Introduces New Advisor Service Center Features: Tech RoundupAlso, Morgan Stanley selects eight startups for its latest Multicultural Innovation Lab program.
August 26, 2021
Here's Why Digital Assets Are Here to StayThe blockchain technology that underlies them offers massive benefits that current methods of commerce do not provide.
August 26, 2021
Can Delta Air Lines Make Unvaccinated Workers Pay Up?While laws limit the ability of insurance plans to adjust what people pay for health coverage, large firms have more latitude through wellness programs.
August 26, 2021
10 Steps to Keep an 'Heir Leak' From Deflating Your BusinessMost of a household's assets leave a firm when the primary client dies. Here's what you can do about that.
August 26, 2021
Wells Fargo's Wealth Unit Names Diversity ChiefCharles Nunn joins from JPMorgan and will focus on adding diverse clients and products for Wells Fargo Advisors and related businesses.