Gundlach's DoubleLine to Launch Stock, Bond ETFs
By Sam PotterThe firm aims to launch two actively managed U.S. ETFs in a first for the Los Angeles-based manager of $137 billion.
October 04, 2021
SEC Charges Stock Trading Webcast Host in Pump-and-Dump SchemeThe former broker already pleaded guilty, in a parallel action, to conspiracy to commit wire and securities fraud.
October 04, 2021
A Top UBS Advisor Calls Pandemic 'Best Thing That Ever Happened' to Advice BusinessAdvisor Jonathan Israel talks to ThinkAdvisor about what's changed, what hasn't, and how he prepares clients for bear markets.
October 04, 2021
11 Ways Good Advisors Help Clients Beat InertiaPeople prefer doing what's easiest instead of proactively addressing problems. Advisors can help.
October 04, 2021
First U.S. Bitcoin ETF Could Be Coming in 2 Weeks, but There's a CatchBloomberg's Eric Balchunas gives a 75% chance the SEC will approve a Bitcoin ETF in October.
October 04, 2021
Advisors See Sharp Increase in Behavioral Biases Among Clients: SchwabHere's how advisors can help prevent investors from acting on those biases.
October 04, 2021
Warren Asks SEC to Investigate Trading by Fed OfficialsTwo regional Fed chiefs recently announced their departures following revelations about their trading activity last year.
October 04, 2021
Most Active Funds Trailed Benchmarks in Q3: BofAThe share of active funds outperforming year-to-date is less than half, but still higher than from 2018-2020, the bank reports.