The Big Retirement Risk Michael Finke Is Seeing Now
By Ginger SzalaThe American College professor talks about the datapoint that's flashing a warning to retirees and what advisors should do.
November 12, 2021
CFP Board Cracks Down on Failure to Report MisconductCFP Board is "evaluating whether to impose an administrative fee on those who violate these standards to help offset the costs of enforcement."
November 11, 2021
With Reg BI, 'Think Broadly' About Recommendations: SEC's LeeThe commissioner warned BDs to consider how Reg BI could affect their communications, tech use and even account opening practices.
November 11, 2021
Goldman Sachs Launches 3 New Thematic ETFsTheir focus are key trends for future growth: consumption by millennials, health care innovation and real estate sustainability.
November 11, 2021
Donor-Advised Fund Grants Surpassed $30B for First Time in 2020For the 11th consecutive year, the National Philanthropic Trust identified growth in all key metrics.
November 11, 2021
Gen Z Investors Pile Onto Fidelity's Retirement PlatformThe next generation is leveraging Roth IRAs and target date funds, the firm reported.
November 11, 2021
Schwab Asks Court to Dismiss Class-Action Suit Over Cash SweepsThe firm says the case should be dismissed "for lack of jurisdiction" and a "failure to state a claim on the merits."
November 11, 2021
FINRA's New Fingerprint Process Starts Dec. 6BDs and funding portals must send fingerprints to FINRA's designated fingerprint provider, Sterling.