Trendspotter: SEC Cracks Down on Revenue Sharing, Including 12b-1 Fees
By Melanie WaddellRevenue sharing arrangements continue to be an SEC exam focus this year.
April 05, 2022
Ex-LPL Exec Burt White Joins Carson GroupOver the 14 years he spent at LPL, White earned a reputation as an informative and entertaining speaker on investment trends.
April 04, 2022
16 Robo-Advisors Ranked From Worst to Best: MorningstarThe research group graded offerings from Schwab, Merrill, Vanguard, Betterment and others.
April 04, 2022
Penny Phillips: Want to Build a Lasting Business? Make Yourself Less RelevantJourney Strategic Wealth's president says effective leadership means letting archaic practices and self-defeating belief systems go.
April 04, 2022
Everything You Need to Know About Social Security's Retirement Earnings TestA thorough understanding of the test rules can enable advisors to tailor claiming strategies to their clients.
April 04, 2022
Why Gold's History as Rates Rise Suggests More Room to RunDespite a long-standing misperception, rising interest rates can actually improve the outlook for gold prices.
April 04, 2022
Climate Change and Retirement PlanningThe author makes the case that this will affect your clients, too.
April 04, 2022
Prudential Completes Retirement and $31B Annuity DealsThe company says it still has plenty of capacity for writing annuities with guarantees.