SEC Slams RIA With $30M Fine Over 12b-1 Fees, Proprietary Funds
By Melanie WaddellThe SEC is getting "aggressive" in fighting breaches of fiduciary duty, Ron Rhoades told ThinkAdvisor.
March 03, 2022
15 Hardest-Working Cities in America: 2022WalletHub analyzed factors like length of workweek, unused vacation time and the share of workers with multiple jobs.
March 03, 2022
States Clash Over Long-Term Care Issuer Rehab EffortWashington state is trying to keep a failed LTCI issuer from offering a premium increase options package.
March 03, 2022
High Returns Are Great. What Else Do You Offer?Chris Weyrauch says advisors need to get serious about taking a broad view of clients' circumstances.
March 03, 2022
5 Questions to Test How Scared Your Client Might GetMetLife came up with a quick screening tool to measure consumers' risk tolerance.
March 03, 2022
10 Best Robo-Advisors: Q4 2021Backend Benchmarking's ranking includes both qualitative factors and performance metrics.
March 03, 2022
Female Investors Become More Proactive in Financial PlanningCOVID-19 has significantly influenced how women viewed their finances, a Nationwide Retirement Institute study found.
March 03, 2022
What Russia-Ukraine War Means for Investors and AdvisorsMarket volatility tends to damage forced sellers most, so investors should resist the impulse to trade.