FINRA Sends Revised Outside Business Activity Rule to SEC
By Melanie WaddellFINRA's new plan clarifies "a number of sticking points," including supervisory requirements for outside RIA activity, says ACA's Cooke.
January 20, 2026
New SEC Marketing Rule FAQ Tackles Fees, TestimonialsMore FAQs are likely on the way as the industry seeks clarity on the rule, says Valerie Mirko.
January 20, 2026
Wall Street Has Worst Session Since April Meltdown"This is 'Sell America' again within a much broader global risk off," said Krishna Guha at Evercore.
January 20, 2026
Jeremy Grantham: 'Slim to None' Chance AI Bubble Won't BurstBubbles form around brilliant ideas, says the strategist and GMO co-founder.
January 20, 2026
5 Luxury Real Estate Trends for 2026Quiet luxury is out and living large is in, according to Coldwell Bankers' luxury property specialists.
January 20, 2026
Wells Fargo to Move Wealth Headquarters to West Palm BeachThe new office means the unit’s leaders can be closer to their largest clients, said wealth chief Barry Sommers.
January 20, 2026
Trump Blasts Dimon, Threatens to Sue JPMorgan Over DebankingThe president alleged last year that the bank had asked him to close some accounts due to the Capitol attack of Jan. 6, 2021.
January 20, 2026
3 Things to Know About Using Individual Annuities in Costa RicaHere's an example of how collecting retirement income in another country really works.