Advisor Charged With Securities Fraud in Insider Trading Scheme
By Jeff BermanAn advisor allegedly traded after a friend discussed a potential acquisition at the company he worked for.
September 21, 2022
How Advisors Can Get Ready for New SEC Marketing RuleHere's what to know about embracing new marketing channels compliantly.
September 21, 2022
New Raymond James Program Helps Advisors With the Wealthiest ClientsThe inaugural Private Wealth Advisor Program class will complete the six-month program this fall.
September 21, 2022
IRS: Improperly Forgiven PPP Loans Are TaxablePPP loans forgiven based upon misrepresentations or omissions can't be deducted from income, the IRS said.
September 21, 2022
Actuaries Post Retirement Guide Aimed at Older RetireesThe Society of Actuaries' new Late-in-Life Decisions Guide offers guidance for those in the later stages of retirement.
September 21, 2022
Republicans Attack HHS Over 'Family Glitch' Health Rule ChangeVern Buchanan wants more information about efforts to close an ACA family coverage gap.
September 21, 2022
House Panel Wants Insurers to Put Pay Ranges in Job DescriptionsThe House Financial Services Committee has suggested that insurers put pay ranges in job descriptions to promote transparency and pay equity.
September 21, 2022
NASAA Selects Andrew Hartnett as New PresidentHartnett, deputy administrator for securities for the Iowa Insurance Division, will serve a one-year term.