SEC Claims Deceased Advisor Stole $1.68M From Elderly, Sues Estate
By Melanie WaddellThe agency is suing the estate of John Brodacki, who died in March, to claw back funds it says he took from clients.
April 06, 2026
BlackRock Files to Challenge Invesco's Nasdaq 100 ETF MonopolyThe iShares Nasdaq 100 ETF would follow the technology-heavy index and trade under the ticker IQQ.
April 05, 2026
How Wall Street Picks 2026 March Madness Brackets for CharityWhile playing for charity, hedge fund managers, CEOs and investment bankers all want to win.
April 03, 2026
33 Undervalued Stocks to Buy in a Volatile Market: MorningstarThe researchers looked at valuations through two lenses — by investment style and by industry sector.
April 03, 2026
Modern Wealth Picks Up $1.2B Ex-LPL GroupThe deal is the 20th for the RIA and brings it an office in Florida with seven financial advisors.
April 03, 2026
Trump $2.2T Budget Leaves Social Security Funding FlatThe fiscal proposal provides slightly less for the agency than the $14.9 billion requested by its commissioner.
April 03, 2026
Ex-Edward Jones Advisor Pleads Guilty in Nearly $10M Fraud CaseEijroghene Okuma siphoned funds from an elderly client over three years, prosecutors say.
April 03, 2026
Ameriprise to Pay Nearly $1.5M Over Annuity Switches: FINRAThe exchanges involved variable annuities tied to contracts with guaranteed lifetime withdrawal benefit riders, FINRA's order states.