Staying SEC-Compliant on Books & Records: Electronic Recordkeeping
By Chris StanleyFor your SEC compliance pleasure, a plain-English translation of the Advisers Acts requirements on how you should maintain your records and provide them to examiners.
January 22, 2014
Some Friendly PR Advice for the CFP Board on Its New TestThere could be a perfectly valid scientific explanation for how a test can be shorter, yet just as rigorous, but the Board's explanation aint it.
January 22, 2014
On the Third Hand: Bad guysHere's the real problem with the Medicare Advantage program.
January 22, 2014
Bloomberg editors slam Medicare Advantage supportA major news organization comes out against the private plan providers.
January 22, 2014
NARAB-II and NFIP -- Congress combines disparate insurance issuesTwo long-simmering insurance-industry pocketbook issues, NARAB-II and the NFIP, will be in the spotlight when the Senate returns to work.
January 22, 2014
Weather forecasts? What about retirement forecasts?Dire weather and retirement forecasts are all over the news, though one forecast is much more frightening than a few inches of snow.
January 21, 2014
Coaches Corner: Building the Right Comp Plan for Your New HireRecruiting valuable people is the largest investment that you as an advisor will make, so be sure to incentivize your new hire correctly.
January 21, 2014
Two Homebuilder ETFs, Two Very Different ReturnsCould 2014 be the year for homebuilder ETFs?
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