Welcome to Market Conduct & Suitability
By Daniel WilliamsWelcome to the first edition of Market Conduct & Suitability, our new enewsletter designed to provide you with the tools and information you need to "do the right thing" in your practice. As a subscriber to Senior Market Advisor's
May 28, 2008
How to build a million-dollar practiceDavid J. Mullen, Jr.'s new book, "The Million-Dollar Financial Services Practice," gets specific: To support a million-dollar practice, you need to bring in $12 million...
May 28, 2008
Aging in placeThe Wall Street Journal's Sara Lin recently reported on the Aging in Place phenomenon, and how it's driving innovation in home appliances and other areas....
May 28, 2008
Mutual fund mania continuesDespite recent scandal that rocked the mutual fund industry, and despite the rise of ETFs, SMAs and other alternatives, shareholders' opinions about the mutual fund...
May 28, 2008
The trouble with quantsFinancial Times' John Authers is blogging from a quant conference in Vancouver as managers and analysts try to figure out just what the hell went...
May 28, 2008
Confidence from the conference boardMore good news, and in this market environment we'll take it. The Conference Board announced on Monday that the U.S. leading index increased for the...
May 28, 2008
Are you profiting from global strife?Last year's predictions by "experts" of a $100 barrel had us skeptical. More hype than sound analysis, we thought. Boy, were we wrong. Oil surged...
May 28, 2008
Investors' choice: Mutual fundsA report by the Investment Company Institute found that over two-thirds of mutual fund owners bought their funds through an employer-sponsored retirement plan, and 43...
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