7 Tips for Leading Group Virtual Meetings
By Michael GoldbergThe first step is to get the participants' attention.
March 16, 2021
Nationwide Teams With Annexus to Add Indexed AnnuityNationwide also has a partnership with Envestnet's MoneyGuide program.
March 16, 2021
Principal May Remain Largely Intact: KBW AnalystRyan Krueger sees insurers interested in deals involving reinsurance or sales of blocks of business.
March 16, 2021
COVID-19 Is Hitting Life Insurers Harder: Morgan Stanley AnalystsNigel Dally and colleagues expect the January-February spike to weigh on some companies' results.
March 15, 2021
Beware of 'Over-Segmenting' Your ClientsMarketing and fintech expert April Rudin discussed some Merrill data on wealthy clients that "flies in the face" of conventional wisdom.
March 15, 2021
FINRA Fines Ex-Waddell & Reed Broker Who Took Client Info to Securities AmericaThe ex-Waddell rep shared his clients' nonpublic personal info with a third-party vendor, FINRA says.
March 15, 2021
SEC Charges Trader With Fraud Over False TweetsThe Irvine, California-based trader used Twitter and other channels to spread false information about a defunct company, the SEC says.
March 15, 2021
SEC Examiners to Target SPACsExam team also probing mutual fund to ETF conversion and nontransparent ETFs.