Putnam and SEC Reach Agreement on Market-Timing Ch
By Staff WriterNov. 13, 2003 -- Putnam Investment Management said it reached an agreement with the Securities and Exchange Commission to settle the market-timing allegations made against...
November 17, 2003
Principal Launches 412(i) Defined Benefit PlanNU Online News Service, Nov. 17, 2003, 4:00 p.m. EST -- The Principal Financial Group, Des Moines, Iowa, has introduced a 412(i) qualified defined ...
November 17, 2003
Wealthy Turn to Independent Advisers: SpectremCHICAGO, Ill (HedgeWorld.com)--Americans in households that possess US$5 million or more in investable assets increasingly are avoiding traditional investment brokers and advisers, according to a...
November 17, 2003
Setting Goals Builds Retirement Confidence: SurveyNU Online News Service, Nov. 17, 2003, 3:40 p.m. EST -- Many Americans feel more upbeat and less fearful about their financial futures than ...
November 17, 2003
Most U.S. Workers Live Paycheck to Paycheck: MetLifeNU Online News Service, Nov. 17, 2003, 4:20 p.m. EST -- Fifty-two percent of workers participating in a recent MetLife survey say they live ...
November 17, 2003
Gen X Women Want Financial MentorsNU Online News Service, Nov. 17, 2003, 11:15 a.m. EST -- Generation X, born between 1961 and 1981, is America's smartest consumer group, says ...
November 17, 2003
Hedge Fund Investment Growing among World's InstitCHICAGO (HedgeWorld.com)--Large institutional investors worldwide in greater numbers are considering hedge funds and are increasing their stakes in the emerging asset class, according to a...
November 17, 2003
Eyes on the Profit PrizeThis month's issue of Practice Edge is the last of a three-part series that closely examines the best practices of RIA firms as revealed through AdvisorBenchmarking.com's latest survey of 655 RIA firms.