SEC Proposes Rules To Fight Fund Abuses
By Allison BellNU Online News Service, Dec. 4, 2003, 5:19 p.m. EST -- The U.S. Securities and Exchange Commission took steps Wednesday to fight late trading, ...
December 04, 2003
Fidelity, Hartford On Top Of Dalbars Revamped Web Site RatingsByDalbar Inc., Boston, revised its widely watched rating system for ranking financial Web sites in the third quarter of 2003, the better to reflect site ...
December 04, 2003
Why Its Critical To Do ResearchByPhoenix, Ariz. "Marketing without research is not marketing," said Thomas Hayes at a meeting here. In fact, research is the very basis of marketing, said ...
December 04, 2003
Qualified Plan Rollovers: The Next FrontierByThe qualified plan rollover market is hardly new. For example, Larry Klein, a registered investment advisor, says rollovers have represented 40% to 50% of his ...
December 04, 2003
The Really Rich Fared Better Than The Merely Rich In Market DownturnThe Really Rich Fared Better Than The Merely Rich In Market DownturnByThe technology bust of the late 90s hurt those on the low end of ...
December 04, 2003
Complying With Do-Not-CallByIf you are a sales agent for a financial services or insurance company, it is imperative that you take steps to comply with the ...
December 04, 2003
Looking At The Fixed Annuity Market: Where Did Everyone Go?Looking At The Fixed Annuity Market: Where Did Everyone Go?ByAs an independent insurance agent, specializing in selling fixed annuities, Im wondering where everybody went.Ive been ...
December 04, 2003
ACLI, NAIFA Want Easing From FCC On Do-Not-Call RequirementByWashington The Federal Communication Commissions definition of "existing business relationship" in its do-not-call regulation does not take into account the unique nature of the life ...