Heed New Guidance on Form CRS
By Thomas D. GiachettiRequesting brevity, the SEC explains how firms must answer questions in its Joint Statement.
December 01, 2020
Transparency: A Must-Have for Health Care PaymentsA health care executive says many current transparency efforts leave patients in a fog.
November 25, 2020
4 Advisory Changes That Go Beyond ZoomTeleconferencing may be here to stay, but there are other other long-term changes the industry might embrace, too.
November 25, 2020
An Open Enrollment Like No OtherThe author makes the case for looking at all of the options, including products other than major medical insurance.
November 25, 2020
Life Settlements for Non-Convertible Term Policies. Wait… What?Sometimes, making the impossible possible is just a matter of knowing who buys what.
November 24, 2020
Why a New Type of Alpha Should Be Retirement Portfolios' True GoalAdvisors often look at investment alpha as the priority of clients' financial plans. But that ignores the full picture.
November 24, 2020
Appeals Court Disregards FINRA Rule in CCO CaseDecision raises questions about how FINRA will charge firms and compliance officers for "should have known" violations, Eversheds' attorneys say.
November 23, 2020
2021 Employer Health Care Costs: A Medicare Customer QuestionA coverage compliance specialist takes on a question from a prospect who could just stay on an employer's plan.
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