Schwab Names 2 New Board Members
By Janet LevauxOne recently was COO of Fidelity National Information Services' global financial solutions group; the other is CTO of Starbucks.
July 20, 2020
Pershing Taps Former Goldman Sachs Exec as COOEmily Schlosser replaces Jim Crowley as compliance chief a year after the former CCO was tapped to lead the BNY Mellon business.
July 20, 2020
Dynasty Adds $420M Morgan Stanley TeamShoreHaven Wealth Partners includes a father and son duo and others who serve a multi-generational client base.
July 17, 2020
$680M Team Jumps From Morgan Stanley to StifelThe news follows Stifel's efforts to recruit teams from Merrill and Wells Fargo across the U.S.
July 15, 2020
$500M Female Team Exits Morgan Stanley to Join RIAKansas-based Bowersock Capital Partners adds to the RIA's $10 billion in assets.
July 02, 2020
$1.6B UBS Advisors Move to Wells Fargo FiNet: Recruiting RoundupMeanwhile, Stifel adds Wells Fargo reps with $540 million and a $935 million Merrill Lynch team.
July 01, 2020
Cetera Adds Ex-Stifel Recruiting ExecJohn Pierce also worked for Merrill Lynch from 1993 to 2006.
June 23, 2020
U.S. Bank Names New Head of Private WealthVeteran wirehouse executive Beth Lawlor comes to the unit with more than 20 years of industry experience.