Thomas D. Giachetti
Thomas D. Giachetti is Chairman of the Investment Management and Securities Practice of Stark & Stark. A former investment banker and NASD registered representative, Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, CPA firms and registered reps.
March 03, 2023
Are You Ready for the DOL's Next Fiduciary Deadline?
January 06, 2023
5 Keys to a Texting Policy That Will Stand Up to SEC Scrutiny
November 07, 2022
New SEC Marketing Rule: How to Use Testimonials
October 03, 2022
7 Advertising Don'ts Under New SEC Marketing Rule
September 05, 2022
More States Adopt Advisor CE Requirements
July 27, 2022
The New Rollover Rule Is Here: Are You Complying?
March 16, 2022
DOL's New Rollover Rules Are Coming. Here's How to Be Ready
February 22, 2022