SEC Doles Out New Whistleblower Award, as Advocates Fret Over Rule Changes
By C. Ryan BarberOverall, the program awarded more than $175 million to 39 whistleblowers in the fiscal year that ended Sept. 30.
October 28, 2020
Schwab's Bettinger: More Job Cuts Ahead"This combination is not completely easy," the Schwab CEO said of the TD Ameritrade deal, laying out seven more competitive issues along with Advisor Services head Bernie Clark.
October 27, 2020
Schwab: Advisors Upbeat on Growth but See 'Huge Threats,' TooThe biggest threats to RIAs today are "discount brokers, robo-advisors, Robinhood" and other players, said one advisor.
October 27, 2020
Will eMoney's New Planning App Help or Hurt Advisors?Experts weigh in on what the app, which targets the retirement plan market, will mean longer term for traditional wealth managers.
October 26, 2020
How Medicare Premium Hikes, Small Social Security COLAs Squeeze RetireesThis poses a particular problem for higher income beneficiaries that advisors should know about.
October 21, 2020
Short-Term Health Beats Individual Major Medical: Hearing WitnessPope says ACA-compliant policies are a bad deal for young, healthy people who don't get big premium subsidies.
October 21, 2020
Agents Work to Hold 2021 Individual Major Medical Market TogetherThe court could smash it. A president could dismantle it. But, at this point, prices look OK.
October 20, 2020
Why an Economist Says Your Clients Should Buy Annuities EarlyAnthony Webb is locked down on a Greek island. Here's what the economist is thinking about now.