SEC approves Rule 151A
By John SullivanFrom Mike DeGeorge, General Counsel, National Association for Insured Retirement Solutions: Today, by a 4-1 vote, the Securities and Exchange Commission approved the adoption of new...
December 09, 2008
Commissioners Tackle Suitability, ReplacementsRegulators talked here about updating annuity consumer protection rules.
December 09, 2008
Commissioners Tackle Suitability, ReplacementsRegulators talked here about updating annuity consumer protection rules.
November 27, 2008
FA Sales IncreaseReported U.S. sales of fixed annuities increased to about $27 billion in the third quarter, up 54% from the total for the third quarter of ...
November 27, 2008
FA Sales IncreaseReported U.S. sales of fixed annuities increased to about $27 billion in the third quarter, up 54% from the total for the third quarter of ...
November 01, 2008
Prairie people, forest folks and financial reportersWhen we moved into our St. Louis home several years ago there were 10 trees growing in the yard. Today, there are three. My wife will tell you the seven missing trees were removed because they were ill or ill placed. My explanation is that my wife
October 31, 2008
Prairie people, forest folks and financial reportersWhen we moved into our St. Louis home several years ago there were 10 trees growing in the yard. Today, there are three. My wife will tell you the seven missing trees were removed because they were ill or ill placed. My explanation is that my wife
October 30, 2008
Advisors speak out on 151A[Editor's note: The public comment period for proposed SEC Rule 151A has been reopened through Nov. 17. When we wrote about the comment period recently, our advisors had plenty to say about it. Following are a sampling of comments from readers