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SEC Hit With Lawsuit Over Texting Sweep
June 06, 2024 at 11:33 AM
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What You Need To Know
- ASA is suing under FOIA to get the SEC to produce documents related to its off-channel communications sweep.
- The trade group has sent three letters under FOIA since March, but hasn't heard from the agency.
- ASA wants to know how the penalties were calculated, and why firms were targeted in the first place.
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