Raymond James Taps New Southeast Chief: Recruiting Roundup

according to Joe Mooney, Branch Director.“They are incredibly well-respected in the area and known for their integrity, compassion and their comprehensive approach to delivering wealth management solutions that best meet their clients’ needs.”

“The decision to move to a different firm didn’t happen overnight,” said Senderling, in a statement. “After careful consideration, we made the decision to join RBC Wealth Management because of the unique culture, as well as the management team who truly believe that clients come first.”

Meanwhile, Commonwealth Financial Network has welcomed Clear Path Private Wealth of Pleasantville, New York, to its network of independent financial advisors. The team, which used to be affiliated with Ameriprise Financial, includes Bill Amatuzzo, CFP, CRPC, CLU; and Mike Magnani, CFP, ChFC, CLU. The team has some $120 million in assets under management.

“Commonwealth maintains a sharp focus on service—and with an advisor-to-staff ratio of better than 2.1:1, our accessibility to support from tenured, knowledgeable industry experts is better than ever before,” according to Magnani.

“Much like Commonwealth, Clear Path prioritizes personalized attention and operates with a high degree of clarity and transparency. We will provide this team with the integrated technology, tools, and resources to enhance the client experience for their valued investors,” explained Andrew Daniels, managing principal, business development, in a statement.

Other Developments

Ladenburg Thalmann Financial Services says it has launched its Retirement Plan Consulting Platform, which combines consulting support with software tools, training and other resources.

The platform can be accessed by advisors affiliated with Securities America, Triad Advisors, KMS Financial Services, Investacorp and Securities Service Network.  

“While most plan sponsors work with a financial advisor, it is increasingly important for plan advisors and the firms that support them to significantly expand the value they provide to retirement plan sponsors, and serve a role in boosting the retirement readiness of workers across the country,” according Ladenburg President & CEO Richard Lampen, President and Chief Executive Officer of Ladenburg.