7 Reasons to Ask Everyone to Become a Client
By Bryce SandersEven if they are out of range now, their situation could change.
August 19, 2026
Trump Asks Congress to Pass Crypto Bill Alongside ExecutivesThe proposal has stalled in the Senate amid a fight over ethics provisions spurred in part by Trump's own involvement in the digital assets sector.
August 19, 2026
FINRA Bars Rep for Using 'Internet-Enabled' Glasses to Cheat on ExamJacob Spencer used eyeglasses with electronic modifications to access Series 6 material online, an order states.
August 19, 2026
Family Offices Favor Direct Investments Over Hedge Funds and Private Credit: ReportThe shift reinforces a trend FINTRX has been watching, research associate Patrick Galvin says.
August 19, 2026
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What a Home Can and Can't Do in a Client's Retirement PlanHousing should be considered a retirement asset, not an investment, advisors say — and the distinction matters.
August 19, 2026
Ex-Fifth Third Securities Rep Let Employees Complete His CE Requirements: FINRATwo junior staffers handled about 20 courses for Robert Kyle Averwater by logging onto his computer, an order states.
August 19, 2026
Bessent Deploys Debt Buybacks in Sign of Concern Over Yield RiseOn Tuesday, the Treasury offered $2 billion for securities set to mature in the 2046-56 range. The operation was 10 times oversubscribed.
August 19, 2026
How to Scale Up the Smart WayWhen it comes to growing your advisory firm, taking shortcuts adds complexity without building real leverage.