FINRA Orders Ex-Wells Fargo Broker to Repay $1M in Promissory Notes
By Melanie WaddellNorman Fuller Barrett failed to repay a recruiting loan after he was fired, a FINRA arbitrator found.
May 27, 2026
14 People Who Need to Know More About What You DoRaising your visibility with these folks can get a flow of introductions and referrals heading in your direction.
May 27, 2026
Raymond James Exec Aims to Boost Indie Rep Assets, ServiceKirk Bell, the independent contractor division's new president, seeks to bolster the standard of care for its advisors.
May 27, 2026
The Scientific Way to Get Prospects to Like YouDazzling them with your financial expertise won't do it, longtime advisor sales coach Dan Solin tells ThinkAdvisor.
May 27, 2026
Yardeni: Fabulous Earnings, Not Speculation, Driving MarketThe economist dismisses the notion that U.S. stocks are experiencing a bubble.
May 27, 2026
Schwab Advisor Pleads Not Guilty to Assault, Weapons ChargesThe charges stem from an alleged domestic violence incident, Denver County Court records show.
May 27, 2026
How to Overcome the Hidden Bottleneck in Advisor RecruitingThe real risk is in winning recruits and then handling everything that must happen after they say yes.
May 27, 2026
Robinhood Launches AI Stock Trading, Purchases on Credit CardsClients will soon be able to establish agentic trading accounts that are entirely separate from their standard portfolios.